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ArbitrationIQ
Securities Law Attorneys, Claimants,
Respondents, and Regulators
Elevate your clients’ case with the expert testimony of an eminent compliance specialist at the front lines of today’s complex broker-dealer and RIA industry.
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Inquiries | Lawsuits | Mediation | Arbitration
Bolster your position by leveraging specialized knowledge, persuasively delivered by noted compliance and regulatory authority Sander Ressler.
Sander Ressler
Recognized compliance authority Sander Ressler remains at the forefront of regulatory standards, developments, and directives, providing outsourced compliance services to many of the nation’s leading financial services providers. A renowned industry thought leader and sought-after conference presenter, Sander founded ArbitrationIQ to make access to his expert testimony easier than ever.
Teresa Verges
Teresa is a securities law expert witness and consultant with more than 30 years of legal experience in SEC enforcement, BD and RIA regulation, FINRA conduct rules and arbitration, and investor protection. She brings to her engagements the perspective of both an enforcement lawyer who litigated these cases and a law professor who has taught the rules that govern them.
She served as SEC Regional Trial Counsel and Assistant Director in the Enforcement Division during her 17-year tenure at the SEC’s Miami office, and Founder and former Director of the Investor Rights Clinic at the University of Miami School of Law.
Sander Ressler
Recognized compliance authority Sander Ressler remains at the forefront of regulatory standards, developments, and directives, providing outsourced compliance services to many of the nation’s leading financial services providers. A renowned industry thought leader and sought-after conference presenter, Sander founded ArbitrationIQ to make access to his expert testimony easier than ever.
Lindsey Hawkins
Lindsey serves as Administrative Assistant, supporting ArbitrationIQ’s founder and co-owner. She manages contracts, invoicing and ensuring timely payment. In addition, she coordinates all legal files and documents and manages website updates. Prior to joining ArbitrationIQ, Lindsey worked in the residential title industry, laying the groundwork for hundreds of successful closings. In numerous roles, she exceeded monthly expectations.
Certified as a Notary, Lindsey is also a certified EMT/Paramedic.
Expertise at-a-Glance
600+
Arbitration Cases
150
Expert Witness
Hearings
70+
Law Firms
30+
Years in the Business
